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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-12-04 |
Branch Locations
1820 Lancaster St, Baltimore, MD 21231 • United States
Bridgeport, WV • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 10/2014 | 11/2024 |
| Poynter's Business Solutions | Marietta | OH | 05/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 11/2024 |
| Lombard Securities Incorporated | Baltimore | MD | 11/2024 | Present |
| Lombard Advisers Incorporated | Baltimore | MD | 11/2024 | Present |
1.DBA: WV WEALTH ADVISORS. INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INVESTMENT SERVICES, START OCTOBER 2014, 40 PLUS HRS PER WEEK - DURING TRADING HOURS, INVESTMENT ADVISOR. 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START OCTOBER 2014, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, LONG-TERM CARE & ANNUITIES. 3. NAME OF OTHER BUSINESS: POYNTER'S BUSINESS SOLUTIONS ; INVESTMENT RELATED: NO; ADDRESS: 18607 STATE ROUTE 7 MARIETTA, OH 45750; NATURE OF BUSINESS: OFFICE EQUIPMENT SALES AND SERVICE; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: CFO; APX NUMBER OF HOURS PER WEEK: 4.5; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR PAYROLL;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-16 |
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