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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fs Investment Solutions, Llc | Philadelphia | PA | 09/2014 | 09/2021 |
| Fisher Investments | Camas | WA | 12/2021 | 06/2024 |
| Guardian Life Insurance Company | Paramus | NJ | 12/2024 | 06/2025 |
| Park Avenue Securities | Paramus | NJ | 10/2024 | 06/2025 |
| Unemployed | Mendham | NJ | 06/2024 | 10/2024 |
| Transamerica Capital, Llc | Denver | CO | 05/2025 | 08/2025 |
| Nuveen Securities, Llc | Mendham | NJ | 08/2025 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-27 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-03 |
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