Lawrence C Mui

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2020-07-13
NV	RA	APPROVED	2020-05-18
AZ	RA	APPROVED	2020-05-05
CA	RA	APPROVED	2018-08-15

OR RA
APPROVED

Since 2020-07-13
NV RA
APPROVED

Since 2020-05-18
AZ RA
APPROVED

Since 2020-05-05
CA RA
APPROVED

Since 2018-08-15

Branch Locations

Dublin, CA • United States

4625 1St St Ste 110, Pleasanton, CA 94566-7368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Simon Mui Union 76	Dublin/Fremont	CA	06/1985	Present
Lawrence Mui Insurance Agency	Pleasanton	CA	02/2003	Present
State Farm Vp Management Corp	Pleasanton	CA	02/2003	Present
State Farm Investment Management Corp	Pleasanton	CA	08/2018	Present

06/1985 → Present

Simon Mui Union 76

Dublin/Fremont, CA
02/2003 → Present

Lawrence Mui Insurance Agency

Pleasanton, CA
02/2003 → Present

State Farm Vp Management Corp

Pleasanton, CA
08/2018 → Present

State Farm Investment Management Corp

Pleasanton, CA

Other Businesses

1) Lawrence Mui's Insurance Agency; Investment-related; 4625 1st St Ste 110 Pleasanton, CA 94566-7368; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2001; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-08-31

S63 Uniform Securities Agent State Law Examination

2001-08-31

Designations

View on SEC IAPD