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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-11-16 |
| MO | RA | APPROVED | 2023-09-06 |
| AZ | RA | APPROVED | 2022-01-24 |
| MN | RA | APPROVED | 2022-01-06 |
| ID | RA | APPROVED | 2021-01-15 |
| MT | RA | APPROVED | 2020-01-16 |
| CO | RA | APPROVED | 2011-08-11 |
| TX | RA | APPROVED_RES | 2011-01-12 |
| CA | RA | APPROVED | 2002-03-01 |
Branch Locations
6201 Oak Canyon Drive Suite #200, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnstone & Assoc. | Seal Beach | CA | 01/1996 | Present |
| Centaurus Financial, Inc. | Orange | CA | 02/2002 | Present |
1. KSWM INC., NON-INVESTMENT RELATED, 6201 OAK CANYON DRIVE, SUITE #200, IRVINE, CA, OPERATING ENTITY FOR INCOME TAX PURPOSES, PRESIDENT, SINCE 4/1/2013, DEVOTED TIME IS 4 HRS A MONTH, ACCOUNTING AND ADMIN. DUTIES. 2. DIRECTOR, KS FINANCIAL ADVISORS, 6201 OAK CANYON DR., #200, IRVINE, CA 92618. INVESTMENT RELATED SINCE 02/2002 AND I SPEND APPROX. 200 HOURS PER MONTH ON THIS ACTIVITY. MANAGER OF WEALTH MANAGEMNT DBA. 3. AGENT, VARIOUS COMPANIES, SAME ADDRESS AS ABOVE. NON INVESTMENT RELATED SINCE 01/2002 AND I SPEND APPROX. 1 HOUR PER MONTH ON THIS ACTIVITY. SALES OF LONG TERM CARE INSURANCE 4. JOHNSTONE & ASSOCIATES POSITION: Owner NATURE: This is a pass-through entity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: Ladera Ranch CA 92694, United States DESCRIPTION: Record-keeping only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-29 |
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