Richard Charles Morris

Current Employers

Employment History

• 01/2004 → Present
  Liberty Tax Service
  Lincoln, NE
• 01/2011 → 09/2023
  Sagepoint Financial, Inc
  Lincoln, NE
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lincoln, NE

Previous Registrations

• 2011-02-04 → 2023-09-01
  Osaic Services, Inc.
  Lincoln, NE
• 2009-07-23 → 2011-02-03
  Ameritas Investment Company, Llc
  Lincoln, NE
  Omaha, NE
  Papillion, NE
  Marysville, KS
  Lincoln, NE
  Crete, NE
  Lincoln, NE
  Lincoln, NE

Other Businesses

1. LIBERTY TAX SERVICE POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2004 ADDRESS: 525 N 48th st, ste 2 Lincoln, NE 68504, Lincoln NE 68504, United States DESCRIPTION: Partner/owner of tax prep business called Liberty Tax Service owned through an LLC called TRK Services. The LLC was established to own Liberty Tax Service. There are three equal partners. 2. FIRST FINANCIAL INVESTMENTS & INSURANCE POSITION: Partner - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/31/2010 ADDRESS: 3201 Pioneers Blvd., Ste 104, Lincoln NE 68502, United States DESCRIPTION: Selling fixed annuities, life insurance, and long term care 3. NOTARY PUBLIC POSITION: Notary Public NATURE: I have a notary public stamp. I do not charge a fee. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 3201 Pioneers Blvd., Ste 104, Lincoln NE 68502, United States DESCRIPTION: I have a notary public stamp. No fee is charged. 4. HOA BOARD MEMBER POSITION: Board member NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 8936 Himark Ln, Lincoln NE 68526, United States DESCRIPTION: Board member of HOA. Provide input in HOA policies, assist in clean up of commons area, and answer questions of HOA members. 5. RENTAL POSITION: Owner NATURE: Renting out an extra office to offset the cost of the rent expense. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/11/2025 ADDRESS: 3201 Pioneers Blvd., Ste 104, Lincoln NE 68502, United States DESCRIPTION: Renting out an extra office to offset the cost of the rent expense.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-07
• S63 Uniform Securities Agent State Law Examination
  1999-05-06