Christopher William Freeman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2012-02-28

NE RA
APPROVED

Since 2012-02-28

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Lincoln	NE	02/2012	Present

02/2012 → Present

Ubs Financial Services Inc

Lincoln, NE

Previous Registrations

2011-09-26 → 2012-02-28

Waddell & Reed

Savage, MN
2006-11-02 → 2010-08-16

Dewaay Capital Management

Clive, IA

West Des Moines, IA
2006-01-03 → 2006-04-10

Ameriprise Financial Services, Llc

West Des Moines, IA

Other Businesses

Nebraska Tennis Association / 18520 Marinda Circle Omaha, NE 68130 / United States / No / Active / officiate tennis tournaments and matches in the Nebraska area / tennis official / Start Date 9/14/2019 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-27

S66 Uniform Combined State Law Examination

2005-12-27

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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