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Charles Everett Winfrey

Brookstone Capital Management LLC

Wheaton, IL

Brentwood, TN

CRD 4054083

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Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-20
GA RA APPROVED 2015-09-21
TN RA APPROVED 2015-05-12
  • NC RA
    APPROVED
    Since 2021-07-20
  • GA RA
    APPROVED
    Since 2015-09-21
  • TN RA
    APPROVED
    Since 2015-05-12

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

783 Old Hickory Blvd Suite 365, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Rollover Company Inc Nashville TN 12/2007 Present
Brookstone Capital Management Wheaton IL 05/2015 Present
  • 12/2007 → Present
    The Rollover Company Inc
    Nashville, TN
  • 05/2015 → Present
    Brookstone Capital Management
    Wheaton, IL
Other Businesses

1. THE ROLLOVER COMPANY INC, 1900 CHURCH ST STE 102 NASHVILLE TN 37203, INSURANCE AGENT, 11/2010, 10 HOURS PER MONTH, 10 HOURS DURING SECURITIES TRADING, SALES OF FIXED INDEX ANNUITIES, DISABILITY, HEALTH, LIFE, AND LONG TERM CARE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-21
S63 Uniform Securities Agent State Law Examination 1999-12-14
  • S65 Uniform Investment Adviser Law Examination
    2015-04-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14
Other Names
  • Chuck Everett Winfrey
  • Charles Everett Winfrey Jr

View on SEC IAPD

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