Howard Bruce Nellhaus

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2024
  Voya Financial Advisors
  Middleton, MA
• 04/2024 → Present
  Financial Horizons
  Danvers, MA
• 04/2024 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2011-01-03 → 2024-04-01
  Voya Financial Advisors, Inc.
  Windsor, CT
  Middleton, MA
  Windsor, CT
  Wellesley, MA
  Braintree, MA
  Windsor, CT
• 2002-10-09 → 2010-12-31
  Voya Financial Partners, Llc
  Swampscott, MA
  N. Quincy, MA
  Windsor, CT
  N. Quincy, MA
  Burlington, MA
  Windsor, CT

Other Businesses

Fixed insurance sales; as of 2/07/2024; 10% time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-08
• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-10-09

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Howie Bruce Nellhaus