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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-06-17 |
Branch Locations
3333 Piedmont Rd Ne Ste 2050, Atlanta, GA 30305-1713 • United States
Atlanta, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Sports Gallery | Atlanta | GA | 08/1991 | 06/2021 |
| Ubs Financial Services Inc. | Atlanta | GA | 05/2004 | 06/2021 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 06/2021 | Present |
Business Ownership; The Sports Gallery; all activities; sports related sales; 2745 Lenox RD NE, Unit 7, , atlanta, GA, 30324; Not Investment-Related; 07/01/1992; 0 hours per month; 0 during trading hours. Board of Directors; The Gendell Family Foundation; Board Member; 49 Maple Avenue N, , Westport, CT, 6880; Not Investment-Related; 10/01/2008; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Lenox Reserve HOA; HOA CFO; 2745 Lenox Rd NE, Unit 7, , Atlanta, GA, 30324; Not Investment-Related; 07/01/2003; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-16 |
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