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Sarah Topham Barajas

Strategic Advisers LLC

Georgetown, TX

Austin, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Georgetown, TX • United States

405 N Lamar Blvd, Austin, TX 78703-5409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc Austin TX 03/2018 03/2019
Bbva Compass Insurance Agency Inc Austin TX 04/2018 03/2019
Compass Bank Birmingham AL 03/2018 03/2019
Regions Bank Investment Solutions Round Rock TX 02/2015 03/2018
Bbva Wealth Solutions, Inc. Austin TX 04/2018 03/2019
Td Ameritrade Round Rock TX 03/2019 05/2022
Fidelity Investments Austin TX 05/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2018 → 03/2019
    Bbva Securities Inc
    Austin, TX
  • 04/2018 → 03/2019
    Bbva Compass Insurance Agency Inc
    Austin, TX
  • 03/2018 → 03/2019
    Compass Bank
    Birmingham, AL
  • 02/2015 → 03/2018
    Regions Bank Investment Solutions
    Round Rock, TX
  • 04/2018 → 03/2019
    Bbva Wealth Solutions, Inc.
    Austin, TX
  • 03/2019 → 05/2022
    Td Ameritrade
    Round Rock, TX
  • 05/2022 → Present
    Fidelity Investments
    Austin, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-08-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Austin, TX
  • 2022-01-26 → 2022-06-27
    Charles Schwab & Co., Inc.
    Austin, TX
  • 2019-04-02 → 2022-06-27
    Td Ameritrade, Inc.
    Round Rock, TX
    Austin, TX
  • 2019-04-02 → 2022-06-27
    Td Ameritrade Investment Management, Llc
    Round Rock, TX
    Austin, TX
  • 2018-04-06 → 2019-03-18
    Pnc Managed Account Solutions, Inc.
    Austin, TX
  • 2015-02-09 → 2018-03-26
    Cetera Investment Advisers Llc
    Austin, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
  • 2009-10-05 → 2010-11-18
    Ameriprise Financial Services, Llc
    Austin, TX
    Austin, TX
  • 2004-11-04 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Austin, TX
    Austin, TX
  • 2003-09-15 → 2004-11-05
    Banc One Securities Corporation
    Austin, TX
  • 2002-09-03 → 2003-09-08
    Ameriprise Financial Services, Llc
    Austin, TX
Other Businesses

OBA-68350|OrgNmn:Intercollegiate Tennis Assn|Org Addr:Austin,Texas,US|OBA Nature:The Intercollegiate Tennis Ass|Invst Rel:N|Title:Independent Contractor|Duties:Tennis Official|StrtDt:05-04-22|TotHrs/mon:5|TrdHrs/mon:0|OBA-68347|OrgNmn:United States Tennis Assn|Org Addr:Austin,Texas,US|OBA Nature:To promote and develop the gro|Invst Rel:N|Title:Independent Contractor|Duties:Tennis Official|StrtDt:05-04-22|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-19
  • S66 Uniform Combined State Law Examination
    2002-08-19
Other Names
  • Sarah Marie Tapp
  • Sarah Marie Topham
  • Sarah Topham Barajas
  • Sarah Marie Barajas
  • Sarah Marie Topham
  • Sarah Marie Tapp
  • Sarah Marie Barajas
  • Sarah Marie Barajas
  • Sarah T Barajas

View on SEC IAPD

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