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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-01-19 |
| PA | RA | APPROVED | 2024-01-10 |
| CA | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED_RES | 2023-07-12 |
| ME | RA | APPROVED | 2022-06-17 |
| DE | RA | APPROVED | 2022-06-07 |
| KY | RA | APPROVED | 2022-05-09 |
| IL | RA | APPROVED | 2022-04-08 |
| NV | RA | APPROVED | 2021-12-14 |
| MA | RA | APPROVED | 2021-07-06 |
| NY | RA | APPROVED | 2021-02-23 |
| SC | RA | APPROVED | 2020-06-19 |
| NC | RA | APPROVED | 2020-06-09 |
| NJ | RA | APPROVED | 2020-06-05 |
| FL | RA | APPROVED | 2011-06-29 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | New York | NY | 06/2011 | Present |
1.JOHN HANCOCK AND METLIFE, INVESTMENT RELATED; LIFE INSURANCE AGENT, 510 BROADHOLLOW ROAD SUITE 104 MELVILLE, NY 11747, TOTAL HRS MO. 12 2. ACC AGENCY, INC. 1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY 11747; INSURANCE GENERAL AGENCY; INVESTMENT RELATED; PRODUCER/AGENT; START DATE: 12/02/2016; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS MAY INCLUDE SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-20 |
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