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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-27
  • NY RA
    APPROVED
    Since 2023-06-27

Branch Locations

3221 Chili Ave, Rochester, NY 14624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Rochester NY 02/1998 Present
Thomas Kernan Insurance Agency Rochester NY 08/2000 Present
State Farm Investment Management Corp Rochester NY 06/2023 Present
  • 02/1998 → Present
    State Farm Vp Management Corp.
    Rochester, NY
  • 08/2000 → Present
    Thomas Kernan Insurance Agency
    Rochester, NY
  • 06/2023 → Present
    Rochester, NY
Other Businesses

1) PVPA Inc; 21088 Cliff Ave Point Vivian NY 13607, non-profit corp that runs our cottage association. Its full name is Point Vivian Park Assocation inc, board member, secretary, Treasurer, 8-06-2017, Control of the checkbook, Review bank statements, make deposits in the checking account, pay bills/Co-Signor on checking account, basic treasurer duties; no investment activity; help prepare the budget as well, 8hr/mo. 0hr/mo. 2) Kidney Foundation of Upstate NY; non-investment-related; 1344 University Ave. Ste 270 Rochester NY 14607; Board member for the Kidney Foundation; 06/15/2020; 5;5. 3) Thomas Kernan's Insurance Agency; Insurance Agency; Investment-related; 3221 Chili Ave Rochester, NY 14624-5411; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 06/01/1999; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-23
S63 Uniform Securities Agent State Law Examination 2000-08-28
  • S65 Uniform Investment Adviser Law Examination
    2023-06-23
  • S63 Uniform Securities Agent State Law Examination
    2000-08-28
Other Names
  • Tom Paul Kernan

View on SEC IAPD

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