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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-23
MN RA APPROVED 2019-04-01
  • WI RA
    APPROVED
    Since 2023-08-23
  • MN RA
    APPROVED
    Since 2019-04-01

Branch Locations

Centerville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Mendota Heights MN 04/2013 09/2016
State Farm Insurance Mendota Heights MN 04/2013 09/2016
State Farm Vp Management Corp. Centerville MN 09/2016 Present
State Farm Insurance Centerville MN 09/2016 Present
State Farm Investment Management Corp. Centerville MN 09/2018 Present
  • 04/2013 → 09/2016
    State Farm Vp Management Corp.
    Mendota Heights, MN
  • 04/2013 → 09/2016
    State Farm Insurance
    Mendota Heights, MN
  • 09/2016 → Present
    State Farm Vp Management Corp.
    Centerville, MN
  • 09/2016 → Present
    State Farm Insurance
    Centerville, MN
  • 09/2018 → Present
    Centerville, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-01
S63 Uniform Securities Agent State Law Examination 2000-12-16
  • S65 Uniform Investment Adviser Law Examination
    2019-04-01
  • S63 Uniform Securities Agent State Law Examination
    2000-12-16

View on SEC IAPD

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