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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-08-22 |
| TX | RA | APPROVED_RES | 2016-08-19 |
| OH | RA | APPROVED | 2016-08-18 |
Branch Locations
9999 Brewster Lane Suite 101, Powell, OH 43065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Powell | OH | 08/2016 | Present |
| Stratos Wealth Partners, Ltd | Powell | OH | 08/2016 | Present |
1. 8/16/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 10/26/2016: SDV Transport Inc - Business Owner - Investment Related - 7140 Vista Creek Ct. Powell, OH 43065 - Start 06/2013 - 0 Hr/Mo; 2% Time Spent - passive investor/ owner in fedex home delivery; ground 3. 10/26/2016: Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 300 East Broad street suite 350, Columbus, OH 43215 - Start 08/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 100% Time Spent. 4. 11/28/2016: Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - IAR - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/21/2017 - Forte Wealth Partners - Investment Related - 9961 Brewster Lane suite 200. Powell, Ohio 43065 - Business Entity For Tax/Investment Purposes Only - Started 11/01/2017 - 0 Hours Per Month/0 Hours During Securities Trading 6. 12/03/2019 - Columbus Fleet Maintenance - Not investment related - 5070 Transamerica Dr. Columbus, Ohio 43228 - Maintenance Repair Business - start date:07/01/2019 - 5 hrs/mo - 0 hrs during trading 7. 11/22/2022 - No Business Name - Investment Related - Columbus, Ohio 43212 - Real Estate Rental - Start Date - 07/05/2021 - 2 Hours Per Month/0 Hours During Securities Trading 8. 11/25/2022 - No Business Name - Investment Related - Sunbury Ohio - Real Estate Rental - Start Date - 11/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading 9. 01/04/2023 - No Business Name - Investment Related - Sarasota, Florida 34242 - Real Estate Rental - Start Date: 01/11/2010 - 0 Hours Per Month/0 Hours During Securities Trading - Weekly rental. 10. 11/22/2024- 783-785 Hamlet LLC- Real Estate Rental / Property owner - Inv. Related- Powell, OH - start date 04/10/2023- 1hr per mth / 0 during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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