Dirk Leonard Robichaud

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-05-10
WI	RA	APPROVED	2009-10-28

FL RA
APPROVED

Since 2024-05-10
WI RA
APPROVED

Since 2009-10-28

Branch Locations

Naples, FL • United States

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

W180N9440 Premier Ln, Menomonee Falls, WI 53051 • United States

2675 N Mayfair Rd Ste 100, Wauwatosa, WI 53226 • United States

4108 N Oakland Ave, Shorewood, WI 53211 • United States

11350 N Port Washington Rd, Mequon, WI 53092 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Menomonee Falls	WI	10/2009	11/2016
Wells Fargo Clearing Services, Llc	Menomonee Falls	WI	11/2016	Present

10/2009 → 11/2016

Wells Fargo Advisors Llc

Menomonee Falls, WI
11/2016 → Present

Wells Fargo Clearing Services, Llc

Menomonee Falls, WI

Previous Registrations

2005-01-01 → 2009-10-30

Allspring Funds Management, Llc

Menomonee Falls, WI
2000-10-24 → 2005-01-01

Strong Capital Management Inc

Menomonee Falls, WI

Other Businesses

CO-TRUSTEE OF AUNT'S TRUST; INV. RELATED; MANITOWOC, WI; START DATE 8/23/2017; 1 HR PER MONTH; 0 HRS DURING TRADING.; CO-TRUSTEE OF MOTHER'S TRUST, INV RELATED, NAPLES, FL, START: 12/31/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-09
S63	Uniform Securities Agent State Law Examination	1999-12-07

S66 Uniform Combined State Law Examination

2000-10-09
S63 Uniform Securities Agent State Law Examination

1999-12-07

View on SEC IAPD