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Sherry Leigh Halopoff

Wells Fargo Clearing Services, LLC

Phoenix, AZ

Glendale, AZ

Scottsdale, AZ

Glendale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-19
AZ RA APPROVED 2016-08-18
  • TX RA
    APPROVED
    Since 2016-09-19
  • AZ RA
    APPROVED
    Since 2016-08-18

Branch Locations

3402 W Bell Rd, Phoenix, AZ 85053 • United States

4323 W Peoria Ave, Glendale, AZ 85302 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

20369 N 59Th Ave, Glendale, AZ 85308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sun City AZ 07/2016 11/2016
Wells Fargo Clearing Services, Llc Sun City AZ 11/2016 Present
Previous Registrations
Other Businesses

PS PROPERTIES LLC; INV RELATED; PEORIA, AZ; 100% OWNER WITH SPOUSE; PREVIOUS HELD RENTAL PROPERTY; START: 10/12/06; 0 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-10
S63 Uniform Securities Agent State Law Examination 1998-06-12
  • S65 Uniform Investment Adviser Law Examination
    2015-07-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-12
Other Names
  • Sherry Leigh Bradbury
  • Sherry Leigh Delong
  • Sherry Leigh Delong

View on SEC IAPD

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