Jeffrey Oetman

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-02
TX	RA	APPROVED_RES	2024-02-02

CA RA
APPROVED

Since 2024-02-02
TX RA
APPROVED_RES

Since 2024-02-02

Branch Locations

1319 Marsh St 100 [Satellite], San Luis Obispo, CA 93401 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	San Luis Obispo	CA	05/2016	11/2016
Wells Fargo Clearing Services, Llc	San Luis Obispo	CA	11/2016	02/2023
Wells Fargo Advisors Financial Network, Llc	San Luis Obispo	CA	02/2023	Present

05/2016 → 11/2016

Wells Fargo Advisors, Llc

San Luis Obispo, CA
11/2016 → 02/2023

Wells Fargo Clearing Services, Llc

San Luis Obispo, CA
02/2023 → Present

Wells Fargo Advisors Financial Network, Llc

San Luis Obispo, CA

Previous Registrations

2016-05-16 → 2024-02-02

Wells Fargo Clearing Services, Llc

San Luis Obispo, CA
2009-06-01 → 2016-06-13

Morgan Stanley

San Luis Obispo, CA
2009-04-13 → 2009-06-01

Morgan Stanley & Co. Llc

San Luis Obispo, CA
2001-05-15 → 2009-04-22

Wells Fargo Investments, Llc

Santa Maria, CA

Grover Beach, CA

Santa Maria, CA

San Luis Obispo, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-30
S63	Uniform Securities Agent State Law Examination	1998-05-13

S65 Uniform Investment Adviser Law Examination

1998-06-30
S63 Uniform Securities Agent State Law Examination

1998-05-13

Other Names

Jeffrey Scott Oetman

View on SEC IAPD