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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-04-07 |
Branch Locations
550 Broadview Avenue Suite 201, Warrenton, VA 20186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities, Llc | Warrenton | VA | 01/2013 | 02/2021 |
| Truist Investment Services, Inc. | Warrenton | VA | 02/2021 | 07/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 07/2021 |
| B. Riley Wealth Management | Memphis | TN | 07/2021 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Warrenton | VA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
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