Neil Kriegstein

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → Present
  Neil Kriegstein, Cpa
  Bayville, NJ
• 11/2006 → 10/2018
  H.D. Vest Advisory Services
  Matawan, NJ
• 10/2018 → 10/2019
  Hd Vest Insurance Agency, Llc
  Irving, TX
• 09/2019 → Present
  Royal Alliance
  Princton, NJ

Previous Registrations

• 2006-11-02 → 2019-11-08
  Avantax Advisory Services
  Matawan, NJ

Other Businesses

1. KRIEGSTEIN FINANCIAL GROUP, LLC. POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 30 START DATE: 10/01/2004 ADDRESS: 892 State Route 34, P.O. Box 502, Matawan NJ 07747, United States DESCRIPTION: Tax preparation and accounting activities 2. IMPERIAL PAYROLL PROCESSING, LLC.` POSITION: President NATURE: Payroll Processing through an S-Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/05/2010 ADDRESS: 892 State Route 34, P.O. Box 502, Matawan NJ 07747, United States DESCRIPTION: Processing Payroll using ADP & preparing Payroll Tax Returns for after the fact payrolls. I do not write checks nor submit the payments. This is what ADP provides. ADP has a program for CPA's to refer the payroll out to. This service does not require for me to be bonded. Clients have me enter he hours into ADP'S Payroll system which is part of my accounting services. I have no access to my clients checkbooks. ADP is required to be bonded not me. For after the fact payrolls the client writes all the checks and we submit payroll tax returns for them once a quarter. The client is responsible for making all payments. This is just like filing any other tax returns on behalf of my clients.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-05
• S65 Uniform Investment Adviser Law Examination
  2000-10-10

Designations

• Certified Financial Planner