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Lorin Fred Henton

Neuberger Berman Bd LLC

Dallas, TX

CRD 3014463

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-30
TX RA APPROVED 2004-09-16
  • NY RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED
    Since 2004-09-16

Branch Locations

200 Crescent Court 18Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc Dallas TX 07/2001 Present
  • 07/2001 → Present
    Neuberger Berman, Llc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-13
S63 Uniform Securities Agent State Law Examination 1998-04-22
  • S66 Uniform Combined State Law Examination
    2004-09-13
  • S63 Uniform Securities Agent State Law Examination
    1998-04-22

View on SEC IAPD

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