Best Investors Account Sign in

Christopher Lee Henning

Osaic Wealth, Inc.

New Richmond, WI

CRD 3014390

Claim This Profile
Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-03
FL RA APPROVED 2024-01-19
IL RA APPROVED 2024-01-19
MN RA APPROVED 2024-01-19
OH RA APPROVED 2024-01-19
WI RA APPROVED 2024-01-19
  • TX RA
    APPROVED
    Since 2024-09-03
  • FL RA
    APPROVED
    Since 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19
  • MN RA
    APPROVED
    Since 2024-01-19
  • OH RA
    APPROVED
    Since 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

New Richmond, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Parkland FL 07/2013 01/2024
Osaic Wealth, Inc. New Richmond WI 01/2024 Present
  • 07/2013 → 01/2024
    Woodbury Financial Services, Inc.
    Parkland, FL
  • 01/2024 → Present
    New Richmond, WI
Previous Registrations
  • 2013-07-31 → 2024-01-19
    Woodbury Financial Services, Inc.
    New Richmond, WI
    Parkland, FL
    College Grove, TN
    Oakdale, MN
  • 2011-09-29 → 2013-07-17
    Woodbury Financial Services, Inc.
    Oakdale, MN
    Woodbury, MN
    Parkland, FL
Other Businesses

1. CHRISTOPHER HENNING CONSULTING CO. POSITION: PRESIDENT NATURE: S CORP INVESTMENT RELATED: NO NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/09/2013 ADDRESS: 1397 126TH STREET, NEW RICHMOND WI 54017, UNITED STATES DESCRIPTION: COACH AND TRAIN INDIVIDUALS AND THEIR STAFF ON HOW TO EFFICIENTLY USE TECHNOLOGY IN THEIR PRACTICE. CONDUCT IN PERSON AND WEBINAR CONSULTATIONS ON VARIOUS TECHNOLOGY OFFERINGS. ASSIST IN THE PROMOTION, SALES AND TRAINING FOR COMPANIES THAT OFFERPRODUCTS THAT INDIVIDUALS CAN USE FOR THEIR BUSINESS. CAN RECEIVE REFERRAL PAYMENTS FROM TECHNOLOGY COMPANIES IF REFERRAL PURCHASES TECHNOLOGY PRODUCTS OR SERVICES, PAYMENTS CAN RANGE FROM $100 - $1000. CONSULT COMPANIES ON BUILDING THEIR OWN TECHNOLOGY PLATFORM, TRAINING PROGAM, AND PROCESS. 2. CHRISTOPHER HENNING, HENNING WEALTH MANAGEMENT POSITION: Writing Agent NATURE: NONINVESTMENT RELATED; 1397 126th Street, New Richmond, WI 54017; BUSINESS THROUGH DBS, CORE Income. RESEARCH AND POSITION TRADITIONAL LIFE AND ANNUITIES. INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 07/01/2009 ADDRESS: 1397 126th Street, New Richmond WI 54017, United States DESCRIPTION: Recommend fixed life and annuity business to clients when needed.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-24
Designations
  • Chartered Financial Consultant
Other Names
  • Chris Henning
  • Christopher L Henning

View on SEC IAPD

More in New Richmond, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor