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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-03 |
| FL | RA | APPROVED | 2024-01-19 |
| IL | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
| OH | RA | APPROVED | 2024-01-19 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | Parkland | FL | 07/2013 | 01/2024 |
| Osaic Wealth, Inc. | New Richmond | WI | 01/2024 | Present |
1. CHRISTOPHER HENNING CONSULTING CO. POSITION: PRESIDENT NATURE: S CORP INVESTMENT RELATED: NO NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/09/2013 ADDRESS: 1397 126TH STREET, NEW RICHMOND WI 54017, UNITED STATES DESCRIPTION: COACH AND TRAIN INDIVIDUALS AND THEIR STAFF ON HOW TO EFFICIENTLY USE TECHNOLOGY IN THEIR PRACTICE. CONDUCT IN PERSON AND WEBINAR CONSULTATIONS ON VARIOUS TECHNOLOGY OFFERINGS. ASSIST IN THE PROMOTION, SALES AND TRAINING FOR COMPANIES THAT OFFERPRODUCTS THAT INDIVIDUALS CAN USE FOR THEIR BUSINESS. CAN RECEIVE REFERRAL PAYMENTS FROM TECHNOLOGY COMPANIES IF REFERRAL PURCHASES TECHNOLOGY PRODUCTS OR SERVICES, PAYMENTS CAN RANGE FROM $100 - $1000. CONSULT COMPANIES ON BUILDING THEIR OWN TECHNOLOGY PLATFORM, TRAINING PROGAM, AND PROCESS. 2. CHRISTOPHER HENNING, HENNING WEALTH MANAGEMENT POSITION: Writing Agent NATURE: NONINVESTMENT RELATED; 1397 126th Street, New Richmond, WI 54017; BUSINESS THROUGH DBS, CORE Income. RESEARCH AND POSITION TRADITIONAL LIFE AND ANNUITIES. INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 70 START DATE: 07/01/2009 ADDRESS: 1397 126th Street, New Richmond WI 54017, United States DESCRIPTION: Recommend fixed life and annuity business to clients when needed.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-24 |
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