Bruce O Dye

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbus, OH
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Columbus, OH
• 06/2019 → Present
  Lpl Financial Llc
  Hilliard, OH

Previous Registrations

• 2005-12-08 → 2019-06-12
  Wells Fargo Clearing Services, Llc
  Columbus, OH
  Columbus, OH
  Columbus, OH
  Dublin, OH
  Columbus, OH
  Columbus, OH
  Columbus, OH

Other Businesses

1) 6/7/2019 - DBA for LPL Business (entity for LPL business) - Compass Retirement Solutions - Investment Related - 100% - Hillard, OH 2) 6/7/2019 - Business Owner - American GBAC - Not Investment Related - 5679 Nike Drive Hilliard OH 43026 3) 11/27/2023 - No Business Name - Investment Related - Columbus, OH - Real Estate Rental - Owner/Property Manager - Start Date: 6/1/2001 - 2 Hrs/Mo; 0 During Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-12-07