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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-06-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbus | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbus | OH | 11/2016 | 06/2019 |
| Lpl Financial Llc | Hilliard | OH | 06/2019 | Present |
1) 6/7/2019 - DBA for LPL Business (entity for LPL business) - Compass Retirement Solutions - Investment Related - 100% - Hillard, OH 2) 6/7/2019 - Business Owner - American GBAC - Not Investment Related - 5679 Nike Drive Hilliard OH 43026 3) 11/27/2023 - No Business Name - Investment Related - Columbus, OH - Real Estate Rental - Owner/Property Manager - Start Date: 6/1/2001 - 2 Hrs/Mo; 0 During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-07 |
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