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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-02-09 |
Branch Locations
Huntington, NY • United States
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Global Investors Distributors Llc | New York | NY | 05/2007 | 01/2021 |
| Allianz Global Investors U.S. Llc | New York | NY | 01/2013 | 01/2021 |
| Virtus Investment Partners | Huntington | NY | 02/2021 | Present |
| Vp Distributors Llc | Huntington | NY | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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