Dennis Jason Del Valle

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-07-17
NY	RA	APPROVED	2023-07-13
TX	RA	APPROVED_RES	2015-09-16
NC	RA	APPROVED	2015-09-09

SC RA
APPROVED

Since 2023-07-17
NY RA
APPROVED

Since 2023-07-13
TX RA
APPROVED_RES

Since 2015-09-16
NC RA
APPROVED

Since 2015-09-09

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2008	Present
Wesley Chapel Athletic Association	Weddington	NC	10/2014	Present
Self Employed	Fort Mill	SC	12/2016	12/2016
Self Employed	Fort Mill	SC	12/2016	12/2016

07/2008 → Present

The Vanguard Group, Inc.

Charlotte, NC
10/2014 → Present

Wesley Chapel Athletic Association

Weddington, NC
12/2016 → 12/2016

Self Employed

Fort Mill, SC
12/2016 → 12/2016

Self Employed

Fort Mill, SC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) UMPIRE FOR WESLEY CHAPEL ATHLETIC ASSOCIATION. UMPIRING BASEBALL GAMES. NOT INVESTMENT RELATED. HOURS PER MONTH VARY, 0 HOURS DURING TRADING, START DATE 10/2014.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-04
S63	Uniform Securities Agent State Law Examination	2008-08-12

S65 Uniform Investment Adviser Law Examination

2015-09-04
S63 Uniform Securities Agent State Law Examination

2008-08-12

Other Names

Dennis Jason Devalle

View on SEC IAPD