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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2016-11-15 |
| CT | RA | APPROVED | 2016-04-26 |
Branch Locations
1414 Main St, Springfield, MA 01144 • United States
300 Broadhollow Rd, Melville, NY 11747 • United States
63 Copps Hill Rd, Ridgefield, CT 06877 • United States
Poughkeepsie, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 01/2006 | Present |
I*1352265 For profit or not for profit: Name of outside business organization: Ledley Food Service Investment related: N Address of business: OBA, OBA, OBA Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Food Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-12 |
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