James P Olivo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY

Other Businesses

I*1352265 For profit or not for profit: Name of outside business organization: Ledley Food Service Investment related: N Address of business: OBA, OBA, OBA Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Food Service

Exams

• S66 Uniform Combined State Law Examination
  2016-04-25
• S63 Uniform Securities Agent State Law Examination
  2001-10-12

Other Names

• James P. Olivo
• Jim Olivo
• Jimmy Olivo
• Jim Olivo