Windy L Peavey

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2009-08-24

SC RA
APPROVED

Since 2009-08-24

Branch Locations

Bluffton, SC • United States

2 Westbury Parkway Suite 104, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2009	Present

08/2009 → Present

Edward Jones

St. Louis, MO

Previous Registrations

2007-04-10 → 2009-04-13

Wells Fargo Clearing Services, Llc

Bluffton, SC

Columbia, SC

Hilton Head Island, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-04-09
S63	Uniform Securities Agent State Law Examination	1998-03-20

S65 Uniform Investment Adviser Law Examination

2007-04-09
S63 Uniform Securities Agent State Law Examination

1998-03-20

Other Names

Wendy Peavey
Windy M Peavey

View on SEC IAPD

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