Steven A Patton

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 05/2018
  J.P. Morgan Institutional Investments Inc.
  Victor, NY
• 01/2011 → 05/2018
  Jpmorgan Investment Management Inc.
  Victor, NY
• 05/2018 → 03/2020
  Ameriprise Financial Services Inc
  Liverpool, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Liverpool, NY

Previous Registrations

• 2000-03-07 → 2004-10-06
  Morgan Stanley Dw Inc.
  Roanoke, VA

Other Businesses

Business Ownership; SK Patton, LLC; Owner; Manage Ameriprise Business; 7672 Oswego Rd, , Liverpool, NY, 13090; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours. Board of Directors; Greater Rochester Amateur Athletic Federation; N/A; P.O. Box 637, , Fairport, NY, 14450; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SK Patton, LLC; Owner; Manage advisory business; 7672 Oswego Rd, , Liverpool, NY, 13090; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-09-07
• S63 Uniform Securities Agent State Law Examination
  2007-12-21