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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-05-14 |
| TX | RA | APPROVED_RES | 2020-03-12 |
Branch Locations
10900 Ne 8Th St. Suite 1414, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Seattle | WA | 07/2014 | 03/2018 |
| Yelp, Inc. | Scottsdale | AZ | 07/2019 | 03/2020 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 03/2020 | 04/2021 |
| The Oshibori Company Llc | Bellevue | WA | 06/2005 | Present |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 04/2021 | Present |
THE OSHIBORI COMPANY, LLC.; INVESTMENT-RELATED:NO; ADDRESS: 40 LAKE BELLEVUE DRIVE, SUITE 100, BELLEVUE WA 98005 ;NATURE OF OTHER BUSINESS: MARKETING AND SALES OF WET AND DRY HAND TOWELS AND WARMERS; POSITION:MEMBER START DATE: JUNE 2005; NUMBER OF HOURS A MONTH:25 HOURS; HOURS DEVOTED DURING SECURITIES TRADING HRS:0 HOURS DESCRIPTION: SELLING TOWEL WARMERS AND WET AND DRY TOWELS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-14 |
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