Philip T. Garcia

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ft. Worth, TX
• 06/2011 → 05/2018
  Bank Of America, N.A.
  Fort Worth, TX
• 05/2018 → Present
  Bb&T Securities, Llc
  Fort Worth, TX
• 02/2021 → Present
  Truist Investment Services, Inc.
  Fort Worth, TX
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Atlanta, GA

Previous Registrations

• 2018-05-04 → 2021-02-17
  Bb&T Securities, Llc
  Fort Worth, TX
  Richmond, VA
• 2010-10-22 → 2018-05-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 2003-10-01 → 2010-10-26
  Raymond James & Associates, Inc.
  Fort Worth, TX
  Fort Worth, TX
• 1999-12-22 → 2003-06-03
  Ubs Financial Services Inc.
  Fort Worth, TX

Other Businesses

LAS AGUILAS, LLC POSITION: Owner NATURE: Entity created to hold a ranch for ag homestead exemption. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2018 ADDRESS: Weatherford TX, United States DESCRIPTION: Entity only exists to hold land for Agricultural Exemption for homestead. PHILIP & BRITTNEY GARCIA CATTLE POSITION: Rancher NATURE: Raise cattle on our farm INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Weatherford TX, United States DESCRIPTION: Raising cattle to keep our agricultural exemption.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-21
• S65 Uniform Investment Adviser Law Examination
  1999-12-21

Other Names

• Philip Garcia