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Lisa Diane Frei

Morgan Stanley

Scottsdale, AZ

Worley, ID

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-09-07
TX RA APPROVED_RES 2020-09-24
CA RA APPROVED 2009-06-01
  • ID RA
    APPROVED
    Since 2021-09-07
  • TX RA
    APPROVED_RES
    Since 2020-09-24
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Worley, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Scottsdale AZ 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-07
S63 Uniform Securities Agent State Law Examination 1999-11-29
  • S65 Uniform Investment Adviser Law Examination
    2002-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29

View on SEC IAPD

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