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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
PA RA APPROVED 2019-10-25
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • PA RA
    APPROVED
    Since 2019-10-25

Branch Locations

3101 Emrick Boulevard Suite 310, Bethlehem, PA 18020 • United States

Hellertown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Scott Financial Services Lebanon NJ 12/2001 Present
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 12/2010 10/2019
Cetera Advisor Networks Llc El Segundo CA 09/2013 10/2019
Mountain Hawk Properties Llc Hellertown PA 05/2017 Present
Commonwealth Financial Network Waltham MA 10/2019 Present
  • 12/2001 → Present
    Great Scott Financial Services
    Lebanon, NJ
  • 12/2010 → 10/2019
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → 10/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2017 → Present
    Mountain Hawk Properties Llc
    Hellertown, PA
  • 10/2019 → Present
    Waltham, MA
Previous Registrations
  • 2013-09-03 → 2019-10-29
    Cetera Wealth Services, Llc
    Bethlehem, PA
  • 2010-12-01 → 2019-10-25
    Bethlehem, PA
    Lebanon, NJ
  • 2003-08-01 → 2013-09-03
    Walnut Street Securities, Inc.
    Bethlehem, PA
    Port Charlotte, FL
  • 2002-07-29 → 2003-08-01
    Nathan & Lewis Securities, Inc.
    Lebanon, NJ
Other Businesses

1.Fixed insurance sales; as of 10/25/2019; 1% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Great Scott Financial; a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 10/25/2019; less than 5% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Sey West Realty Partners, LLC, an entity created for the purpose of owning real estate at Hellertown PA, as of 10/25/2019; 1% time spent during business hours; Not/Conducted at branch; Investment related. 4. Co-owner, 700 Boardwalk Properties, LLC, an entity created for the purpose of owning commercial real estate at 700-704 Boardwalk Ocean City NJ, as of 04/01/2020; 5% time spent during business hours; Not/Conducted at branch; Investment related. 5. Co-Owner, Spring Hollow Realty LLC, an entity created for the purpose of buying and managing residential real estate in Hellertown, PA, as of 06/15/2021; 0% of time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-24
  • S66 Uniform Combined State Law Examination
    2002-05-24
Other Names
  • Scott D Seymour

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