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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| PA | RA | APPROVED | 2019-10-25 |
Branch Locations
3101 Emrick Boulevard Suite 310, Bethlehem, PA 18020 • United States
Hellertown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Scott Financial Services | Lebanon | NJ | 12/2001 | Present |
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 12/2010 | 10/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 10/2019 |
| Mountain Hawk Properties Llc | Hellertown | PA | 05/2017 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2019 | Present |
1.Fixed insurance sales; as of 10/25/2019; 1% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Great Scott Financial; a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 10/25/2019; less than 5% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Sey West Realty Partners, LLC, an entity created for the purpose of owning real estate at Hellertown PA, as of 10/25/2019; 1% time spent during business hours; Not/Conducted at branch; Investment related. 4. Co-owner, 700 Boardwalk Properties, LLC, an entity created for the purpose of owning commercial real estate at 700-704 Boardwalk Ocean City NJ, as of 04/01/2020; 5% time spent during business hours; Not/Conducted at branch; Investment related. 5. Co-Owner, Spring Hollow Realty LLC, an entity created for the purpose of buying and managing residential real estate in Hellertown, PA, as of 06/15/2021; 0% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-24 |
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