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Current Employers
Charter Advisory Corporation

250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1999-09-30
  • IN RA
    APPROVED
    Since 1999-09-30

Branch Locations

250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Karen P Grindlay Seymour IN 04/1992 Present
Terry B Grindlay, Pc Cpas Seymour IN 10/1994 Present
Lpl Financial Llc Seymour IN 09/2009 Present
Charter Advisory Corporation Seymour IN 03/1998 Present
  • 04/1992 → Present
    Karen P Grindlay
    Seymour, IN
  • 10/1994 → Present
    Terry B Grindlay, Pc Cpas
    Seymour, IN
  • 09/2009 → Present
    Lpl Financial Llc
    Seymour, IN
  • 03/1998 → Present
    Seymour, IN
Other Businesses

1. 12/30/2009 - MILLER BUILDING PARTNERSHIP, REAL ESTATE RENTAL, GENERAL PARTNER - COMMERCIAL BUILDING/FARM RENTAL PARTNERSHIP LARGEST TENANT IS GRINDLAY & GRINDLAY, PC - THERE IS NO COMPENSATION RECEIVED FROM THIS PARTNERSHIP. IT IS A RENTAL PARTNERSHIP. THE GENERAL PARTNERS RECEIVE DISTRIBUTIONS. - SEE COMMENTS, 1% OF TIME SPENT. 2. 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/1998 - 32 Hours Per Month - Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 09/1998. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/29/2013 - CHARTER ADVISORY CORPORATION - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 4. 11/28/2018 - Grindlay & Grindlay, PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Started 10/01/1994 - 160 Hours Per Month During Securities Trading - Financial statements and tax returns.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-10
  • S63 Uniform Securities Agent State Law Examination
    1998-03-10
Other Names
  • Karen Parieck Grindlay

View on SEC IAPD

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