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250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1999-09-30 |
Branch Locations
250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Karen P Grindlay | Seymour | IN | 04/1992 | Present |
| Terry B Grindlay, Pc Cpas | Seymour | IN | 10/1994 | Present |
| Lpl Financial Llc | Seymour | IN | 09/2009 | Present |
| Charter Advisory Corporation | Seymour | IN | 03/1998 | Present |
1. 12/30/2009 - MILLER BUILDING PARTNERSHIP, REAL ESTATE RENTAL, GENERAL PARTNER - COMMERCIAL BUILDING/FARM RENTAL PARTNERSHIP LARGEST TENANT IS GRINDLAY & GRINDLAY, PC - THERE IS NO COMPENSATION RECEIVED FROM THIS PARTNERSHIP. IT IS A RENTAL PARTNERSHIP. THE GENERAL PARTNERS RECEIVE DISTRIBUTIONS. - SEE COMMENTS, 1% OF TIME SPENT. 2. 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/1998 - 32 Hours Per Month - Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 09/1998. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/29/2013 - CHARTER ADVISORY CORPORATION - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 4. 11/28/2018 - Grindlay & Grindlay, PC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President - Started 10/01/1994 - 160 Hours Per Month During Securities Trading - Financial statements and tax returns.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
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