Arthur J Sisco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Arthur Sisco Cpa, Pc
  Westwood, NJ
• 06/2000 → 10/2017
  National Planning Corp
  Hillsdale, NJ
• 11/2017 → 10/2023
  Securities America, Inc.
  Westwood, NJ
• 11/2017 → 10/2023
  Securities America Advisors
  Westwood, NJ
• 10/2023 → Present
  Lpl Financial Llc
  Westwood, NJ

Previous Registrations

• 2017-11-02 → 2023-10-19
  Securities America Advisors, Inc.
  Hillsdale, NJ
  Westwood, NJ
  River Vale, NJ
  Westwood, NJ
• 2002-06-06 → 2017-11-09
  National Planning Corporation
  Hillsdale, NJ

Other Businesses

1) 09/2023 - Investment Planning & Management LLC - Business Entity For Tax/Investment Purposes Only - Unused business entity - NJ 07675 - Non investment related - Start date: 5/27/2008. 2- 09/2023 / Arthur Sisco, CPA PC / TAX RETURN PREPARATION AND CONSULTING FOR BUYER OF / 12 HRS MNTH / 12 HRS DURING TRADING / START DATE 12/21/1993

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-23

Designations

• Certified Financial Planner

Other Names

• Art Sisco