James Scott Lugge

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-09-06
IL	RA	APPROVED	2019-08-07
WI	RA	APPROVED	2019-08-07
IA	RA	APPROVED	2019-08-06

MN RA
APPROVED

Since 2019-09-06
IL RA
APPROVED

Since 2019-08-07
WI RA
APPROVED

Since 2019-08-07
IA RA
APPROVED

Since 2019-08-06

Branch Locations

Stoughton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp.	Verona	WI	04/2013	08/2017
State Farm Insurance	Verona	WI	04/2013	08/2017
State Farm Vp Management Corp.	Stoughton	WI	08/2017	Present
State Farm Insurance	Stoughton	WI	08/2017	Present
State Farm Investment Management Corp.	Stoughton	WI	08/2018	06/2019
State Farm Investment Management Corp.	Stoughton	WI	08/2019	Present

04/2013 → 08/2017

State Farm Vp Management Corp.

Verona, WI
04/2013 → 08/2017

State Farm Insurance

Verona, WI
08/2017 → Present

State Farm Vp Management Corp.

Stoughton, WI
08/2017 → Present

State Farm Insurance

Stoughton, WI
08/2018 → 06/2019

State Farm Investment Management Corp.

Stoughton, WI
08/2019 → Present

State Farm Investment Management Corp.

Stoughton, WI

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-08-29

S63 Uniform Securities Agent State Law Examination

2000-08-29

Designations

Chartered Financial Consultant

View on SEC IAPD