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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-03
GA RA APPROVED 2020-10-02
  • NC RA
    APPROVED
    Since 2023-08-03
  • GA RA
    APPROVED
    Since 2020-10-02

Branch Locations

719 E 16Th Ave, Cordele, GA 31015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Cordele GA 01/1985 Present
State Farm Vp Management Corp. Cordele GA 01/1998 Present
State Farm Investment Management Corp. Cordele GA 05/2019 Present
Other Businesses

1) The Kats Eye, Inc.; Non-Investment Related; 402 Timberland Drive, Cordele, GA 31015; Officer; Small amount of retail/wholesale Interior Design and consulting. My wife does all of that type of activity from our home since 2002. Average annual sales $500. Review bank statements, Pay bills/Co-Signor on checking account. assist my wife in accumulating information for the filing of tax returns. This was reported as an outside Business Activity when I initially became a RR. My role is still the same, however she no longer has a retail store.; 1 HR/MO & 0 HR/MO. 2) Michael Browning's Insurance Agency; Insurance Agency; Investment-related; 719 E 16th Ave Cordele, GA 31015-1513; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/1983; 80; 80; Service customers and supervise employees 3) Crisp County Sports Museum and Hall of Fame; NOT investment-related; 1116 E 24th Ave Cordele, GA 31015; Non-profit; Director; President; 12/14/2023; 3; 0; This will be a 501c(3) non-profit corporation created to host an historical museum of local memorabilia of local schools and organizations..

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-28
S63 Uniform Securities Agent State Law Examination 2000-08-15
  • S65 Uniform Investment Adviser Law Examination
    2020-08-28
  • S63 Uniform Securities Agent State Law Examination
    2000-08-15
Other Names
  • Mike Browning

View on SEC IAPD

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