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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-16
LA RA APPROVED 2024-10-10
SC RA APPROVED 2023-06-21
  • NC RA
    APPROVED
    Since 2025-10-16
  • LA RA
    APPROVED
    Since 2024-10-10
  • SC RA
    APPROVED
    Since 2023-06-21

Branch Locations

844 E Main St, Spartanburg, SC 29302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Spartanburg SC 07/1998 Present
Clifford Gaubert Insurance Agency Spartanburg SC 09/1999 Present
State Farm Investment Management Corp Spartanburg SC 06/2023 Present
  • 07/1998 → Present
    State Farm Vp Management Corp
    Spartanburg, SC
  • 09/1999 → Present
    Clifford Gaubert Insurance Agency
    Spartanburg, SC
  • 06/2023 → Present
    Spartanburg, SC
Other Businesses

1) Cliff Gaubert's Insurance Agency; Insurance Agency; Investment-related; 844 E Main St Spartanburg, SC 29302; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/1998; 80; 80; Service customers and supervise employees 2) CED Real Estate Holdings, LLC; Investment-related; 844 East Main St., Spartanburg, SC 29302; Investment or Commercial Property; Owner; Owner; 6/1/2005; 0; 0; no duties. 3) Croft Fire District; Non-investment-related; 370 Cedar Springs Rd., Spartanburg, SC 29302; Public Service; Board Member; Board Member; 1/1/2016; 1; 0; help oversee various aspects of the fire department. 4) 105 Bellot Street LLC; Investment-related; 831 Inverness Circle Spartanburg, SC 29306; Investment Property; Owner; President; 9/27/2023; 1; 1; Created LLC to rent a house. 5) GT Holdings LLC; non-investment-related; 831 Inverness Circle Spartanburg, SC 29306; purchasing building between offices to control tenants; Partner; 02/26/2024; 0; 0; General business. Hoping to have an accountant in the office space or another type of respectable business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-17
S63 Uniform Securities Agent State Law Examination 2000-06-27
  • S65 Uniform Investment Adviser Law Examination
    2023-06-17
  • S63 Uniform Securities Agent State Law Examination
    2000-06-27
Other Names
  • Cliff Gaubert

View on SEC IAPD

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