William Patrick Morrison

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → 05/2020
  Royal Alliance Associates, Inc.
  Nashville, TN
• 05/2020 → 10/2020
  Unemployed
  Daniel Island, SC
• 10/2020 → 08/2021
  Unemployed
  St Petersburg, FL
• 08/2021 → Present
  Osaic Wealth, Inc.
  St Petersburg, FL

Previous Registrations

• 2018-11-02 → 2020-05-05
  Osaic Wealth, Inc.
  Nashville, TN
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Charleston, SC
  Nashville, TN
  Charleston, SC
  Gold River, CA
• 1998-08-21 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Pittsburgh, PA
  San Diego, CA

Other Businesses

1. SELL MY FINANCIAL PRACTICE POSITION: Supervision NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/23/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: This is to disclose our succession planning business 2. INNOVATIVE FINANCIAL GROUP POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/16/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: This is a DBA name for our OSJ. I perform compliance duties as directed by my supervisor and managing partner. 3. GENXFINANCIAL POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/16/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: GenXFinancial is the entity that facilitates payroll and benefits. My W2 would come from GenXFinancial. I do not hold this name out to the public. 4. WILLIAM MORRISON POSITION: Executor NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2021 ADDRESS: 4981 30th Way S, St Petersburg FL 33712, United States DESCRIPTION: My twin sister, Janice L. Morrison, has named me the executor of her estate and health care POA in her will. I am also the primary beneficiary of her estate (house, car, bank accounts, investment accounts). I am not the rep of record on her investment accounts. I am named as co-tenant on her home in CA so we can avoid probate. All other assets are transfer on death or payable on death.

Exams

• S66 Uniform Combined State Law Examination
  1998-03-17