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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-25
MD RA APPROVED 2000-01-01
  • TX RA
    APPROVED
    Since 2013-11-25
  • MD RA
    APPROVED
    Since 2000-01-01

Branch Locations

10440 Little Patuxent Parkway Ste 270, Columbia, MD 21044 • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 12/1998 Present
Zenith Marketing Group Inc Freehold NJ 01/1999 09/2018
Howard County Junior Striders Columbia MD 04/2010 12/2022
Keating Financial Services Columbia MD 12/1998 Present
Chesapeake Capital Associates, Llc Columbia MD 11/2019 Present
Peter J. Keating Columbia MD 10/1998 Present
  • 12/1998 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 01/1999 → 09/2018
    Zenith Marketing Group Inc
    Freehold, NJ
  • 04/2010 → 12/2022
    Howard County Junior Striders
    Columbia, MD
  • 12/1998 → Present
    Keating Financial Services
    Columbia, MD
  • 11/2019 → Present
    Chesapeake Capital Associates, Llc
    Columbia, MD
  • 10/1998 → Present
    Peter J. Keating
    Columbia, MD
Other Businesses

1.) KEATING FINANCIAL SERVICES - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - COLUMBIA, MD - SINCE 12/1998 - INVESTMENT RELATED 2.) CHESAPEAKE CAPITAL ASSOCIATES, LLC - MANAGING MEMBER - LLC, ESTABLISHED FOR SOLE PURPOSES OF HOLDING THE UNITED PLANERS PARTNERSHIP UNIT - COLUMBIA, MD - SINCE 11/2019 - NOT INVESTMENT REALTED 3.) PETER J. KEATING - OWNER - NON-VARIABLE INSURANCE - COLUMBIA, MD - SINCE 10/1998 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-23
S63 Uniform Securities Agent State Law Examination 1998-03-12
  • S65 Uniform Investment Adviser Law Examination
    1998-12-23
  • S63 Uniform Securities Agent State Law Examination
    1998-03-12
Designations

View on SEC IAPD

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