Michael Paul Franco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-05-29

NJ RA
APPROVED

Since 2002-05-29

Branch Locations

95 Route 17 South, Ste 300, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger Corp	Paramus	NJ	05/2001	Present

05/2001 → Present

Linsco Private Ledger Corp

Paramus, NJ

Other Businesses

(1) 06/08/2001 - NON-VARIABLE INSURANCE - SELL LONG TERM CARE - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 06/15/2001 - 06/08/2001 - NON-VARIABLE INSURANCE - SELLS DISABILITY INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-24
S63	Uniform Securities Agent State Law Examination	1998-04-27

S66 Uniform Combined State Law Examination

2002-05-24
S63 Uniform Securities Agent State Law Examination

1998-04-27

Other Names

Mike Franco

View on SEC IAPD