Raymond Shala Rhoades

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Raymond James Financial Services, Inc
  The Woodlands, TX
• 05/2009 → Present
  Raymond James Financial Services Advisors
  The Woodlands, TX

Previous Registrations

• 2004-10-21 → 2010-05-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX

Other Businesses

(1)Name of Business: Crossbridge Wealth Strategies, LLC Address: 121 Retreat Road, Huntsville, TX, 77340, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial management and planning services to clients (2)Name of Business: Stewardship Partners LLC Address: 121 Retreat Road, Huntsville, TX, 77340, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: formed my operating company

Exams

• S66 Uniform Combined State Law Examination
  2004-12-07
• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1998-06-08

Designations

• Certified Financial Planner

Other Names

• Ray Rhoades
• Ray S. Rhoades