Isaac Robert Cockfield

Current Employers

Employment History

• 05/2010 → Present
  Southeastern Financial Consultants Inc.
  Suwanee, GA
• 03/2015 → Present
  Private Advisor Group, Llc
  Cumming, GA
• 11/2012 → Present
  Zeiders Enterprises
  Woodbridge, VA
• 03/2015 → Present
  Lpl Financial, Llc
  Roswell, GA

Previous Registrations

• 2011-02-07 → 2013-04-02
  Regal Investment Advisors Llc
  Suwanee, GA
  Kentwood, MI
• 2009-06-15 → 2010-12-31
  Resource Horizons Investment Advisory, Inc.
  Marietta, GA
• 2009-02-26 → 2009-06-10
  Fortitude Advisory Group L.L.C.
  Atlanta, GA
  Gig Harbor, WA
• 2008-03-12 → 2009-02-03
  Park Avenue Securities Llc
  Atlanta, GA
• 2007-01-22 → 2007-03-28
  John Hancock Investment Management Llc
  Boston, MA
• 2005-02-15 → 2006-11-24
  Signator Investors, Inc.
  Atlanta, GA
  Alpharetta, GA
• 2002-04-23 → 2004-09-21
  Morgan Stanley Dw Inc.
  Roanoke, VA
• 2000-02-28 → 2002-04-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roanoke, VA

Other Businesses

1) 6/1/16-The Cockfield Family Office- DBA for LPL Business (entity for LPL business)-non Inv. Related - at reported business location(s)- start date 3/1/16- 100% 2) 6/1/2016- Non-Variable Insurance-Agent- Investment Related - At Reported Business Location(s) - 20 hours per month/ during trading 3) 6/1/16-Southeastern Financial Consultants Inc.-Business Entity For Tax/Investment Purposes Only-Investment Related - Cumming, GA - Start Date 5/6/2010- 0 hours per month/ during trading 4) 6/1/16-Zeiders Enterprises- Outside/W-2 Employment- I am a financial counselor to military service members- Non Inv. Related- at 5485 Bethelview RD Suite 360 Cummings GA 30040- start date 11/15/2012- 30% 5) 06/22/2016 * Private Advisor Group * Registered Investment Advisor DBA * (hybrid) The Cockfield Family Office * INV REL * 6265 Allison Rd * START 01/01/2016 * TIME SPENT 50% 6) 06/22/2016 * Private Advisor Group, LLC * Registered Investment Advisor * (Hybrid) Private Advisor Group * INV REL * 65 Madison Ave, Suite 300 Morristown NJ 07960 * Advisory services provide by the RIA. * TIME SPENT 100%. 7) 3/25/2020 - Written by Zack Cockfield - Not Investment Related - 6265 Allison Rd., Cumming, GA 30040 - Author - Start Date: 02/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 8) 10/26/2021 - NewToMedia - Not Investment Related - Home Based - Other - Start Date: 04/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading 9) 02/24/2025 - Epique Realty - Mortgage/Real Estate Services - Not Investment Related - Home Based - Start Date 12/01/2020 - 2 hours per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-09-15
• S66 Uniform Combined State Law Examination
  2000-01-28

Designations

Other Names

• Zack Cockfield
• Isaac Robert Cockfield
• Isaac Robert Cockfield
• Isaac Robert Cockfield