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Brian Mark Kaiser

Edward Jones

Marshfield, WI

CRD 3011904

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-20
WI RA APPROVED 1998-03-30
  • TX RA
    APPROVED_RES
    Since 2019-02-20
  • WI RA
    APPROVED
    Since 1998-03-30

Branch Locations

617 W Blodgett St, Marshfield, WI 54449 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Marshfield WI 01/1998 Present
  • 01/1998 → Present
    Edward D. Jones & Co., L.P.
    Marshfield, WI
Other Businesses

DAIRY CATTLE STRATFORD, WI 4 HOURS PER WEEK DURING NON-TRADING HOURS SAINT JOHN THE BAPTIST CATHOLIC CHURCH FINANCE COUNCIL MEMBER Rental Property Type of business: Office Property Marshfield, WI Start date: 9/1/2013 Owner Hours per week: 1 Hours during trading: 0 Desc: Maintain building my office occupies

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-25
  • S63 Uniform Securities Agent State Law Examination
    1998-03-25

View on SEC IAPD

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