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Lisa Ann Gillen

Fifth Third Securities, Inc.

Peninsula, OH

Cuyahoga Falls, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-02-14
  • OH RA
    APPROVED
    Since 2005-02-14

Branch Locations

Peninsula, OH • United States

2335 Second Street, Cuyahoga Falls, OH 44221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Cincinnati OH 12/2001 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-11
S63 Uniform Securities Agent State Law Examination 2000-10-19
  • S66 Uniform Combined State Law Examination
    2011-10-11
  • S63 Uniform Securities Agent State Law Examination
    2000-10-19

View on SEC IAPD

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