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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-13 |
| TX | RA | APPROVED_RES | 2017-02-07 |
| WI | RA | APPROVED | 1998-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 11/1998 | Present |
Name/Address: University of Wisconsin Milwaukee / Milwaukee, WI 53201 Start Date: 12/15/23 Hours Spent: 0-6 hours/month Hours Spent During Trading: 0-4 hours/month Role/Responsibility: Instructor for business class Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-15 |
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