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Monica Imbriaco

Wells Fargo Clearing Services, LLC

Mountain Lakes, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-29
NJ RA APPROVED 2019-08-23
  • TX RA
    APPROVED
    Since 2022-11-29
  • NJ RA
    APPROVED
    Since 2019-08-23

Branch Locations

333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Phoenix AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Phoenix AZ 11/2016 11/2022
Wells Fargo Clearing Services, Llc Mountain Lakes NJ 11/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-19
  • S66 Uniform Combined State Law Examination
    2010-01-19
Other Names
  • Monica Virginia Karanik
  • Monica Karanik

View on SEC IAPD

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