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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Financial Management | New York | NY | 01/2000 | 05/2017 |
| Blackrock Investments Inc. | Boston | MA | 01/2000 | 05/2017 |
| Prudential Investment Management Services Llc | Guilford | CT | 05/2017 | Present |
| Pgim Investments,Llc | Guilford | CT | 05/2017 | Present |
| Pgim Investments,Llc | Guilford | CT | 02/2018 | Present |
B&H CHARTERS POSITION: owner NATURE: Boat Charter INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2023 ADDRESS: 30 Cricket trail, Guilford CT 06437, United States DESCRIPTION: oversee LLC operations (Maintenance /Chartering).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-17 |
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