Best Investors Account Sign in

Yvette H Turnbaugh

Transamerica Retirement Advisors, LLC

Henderson, KY

CRD 3010499

Claim This Profile
Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-12-18
  • KY RA
    APPROVED
    Since 2017-12-18

Branch Locations

Henderson, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Overland Park KS 06/2012 11/2017
Transamerica Retirement Solutions Henderson KY 12/2017 Present
Transamerica Investors Securities Corporation Henderson KY 12/2017 Present
  • 06/2012 → 11/2017
    Valic Financial Advisors
    Overland Park, KS
  • 12/2017 → Present
    Transamerica Retirement Solutions
    Henderson, KY
  • 12/2017 → Present
    Transamerica Investors Securities Corporation
    Henderson, KY
Previous Registrations
  • 2012-06-04 → 2017-11-17
    Valic Financial Advisors, Inc.
    Carmel, IN
    Evansville, IN
    Carmel, IN
  • 2002-08-09 → 2012-06-05
    J.J.B. Hilliard, W.L. Lyons, Llc
    Evansville, IN
    Evansville, IN
  • 2002-07-30 → 2002-08-14
    Natcity Investments, Inc.
    Evansville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-12
S63 Uniform Securities Agent State Law Examination 1999-01-19
  • S65 Uniform Investment Adviser Law Examination
    2000-09-12
  • S63 Uniform Securities Agent State Law Examination
    1999-01-19
Other Names
  • Yvette Hinojosa
  • Yvette H Turnbaugh
  • Yvette Hinojosa Turnbaugh

View on SEC IAPD

More in Henderson, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor