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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-23 |
| NV | RA | APPROVED | 2012-10-01 |
Branch Locations
19461 Main Street, Ste 102, Huntington Beach, CA 92648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Henderson | NV | 05/2009 | 08/2022 |
| J.P. Morgan Securities Llc | Huntington Beach | CA | 08/2022 | Present |
| Jpmc Bank Na (Southwest) | Huntington Beach | CA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-03 |
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