Best Investors Account Sign in
Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-23
NV RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2022-06-23
  • NV RA
    APPROVED
    Since 2012-10-01

Branch Locations

19461 Main Street, Ste 102, Huntington Beach, CA 92648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Henderson NV 05/2009 08/2022
J.P. Morgan Securities Llc Huntington Beach CA 08/2022 Present
Jpmc Bank Na (Southwest) Huntington Beach CA 08/2022 Present
  • 05/2009 → 08/2022
    Jpmorgan Chase Bank Na
    Henderson, NV
  • 08/2022 → Present
    Huntington Beach, CA
  • 08/2022 → Present
    Jpmc Bank Na (Southwest)
    Huntington Beach, CA
Previous Registrations
  • 2009-06-17 → 2012-10-01
    Chase Investment Services Corp.
    Henderson, NV
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-04
S63 Uniform Securities Agent State Law Examination 2000-08-03
  • S65 Uniform Investment Adviser Law Examination
    2009-02-04
  • S63 Uniform Securities Agent State Law Examination
    2000-08-03
Other Names
  • Christine Cacciapaglia
  • Christine Cacciapaglia

View on SEC IAPD

More in Huntington Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor