Sandra Lynn Peters

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
AK	RA	APPROVED	2025-11-05
CT	RA	APPROVED	2015-08-10
RI	RA	APPROVED	1998-04-27

AK RA
APPROVED

Since 2025-11-05
CT RA
APPROVED

Since 2015-08-10
RI RA
APPROVED

Since 1998-04-27

Branch Locations

1000 Chapel View Blvd Ste 250, Cranston, RI 02920-3067 • United States

Coventry, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Cranston	RI	09/2005	03/2020
Ameriprise Financial Services, Llc	Cranston	RI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Cranston, RI
03/2020 → Present

Ameriprise Financial Services, Llc

Cranston, RI

Other Businesses

Business Ownership; Blue Oasis Holdings LLC; Oversee entire operation however there are 5 other family members with more responsibilities; Vacation Property Rentals; 23 Regalwood Drive, , Coventry, RI, 02816; Investment-Related; 02/05/2021; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-30
S63	Uniform Securities Agent State Law Examination	1998-02-17

S65 Uniform Investment Adviser Law Examination

1998-03-30
S63 Uniform Securities Agent State Law Examination

1998-02-17

Other Names

Sandra Ceceri

View on SEC IAPD