Stephen Lee Papineau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 09/2017
  Minnesota Life Insurance Company
  St. Paul, MN
• 08/2004 → 09/2017
  Securian Financial Services
  St. Paul, MN
• 09/2017 → 03/2024
  Focus Financial Network, Inc.
  Minneapolis, MN
• 09/2017 → 03/2024
  Osaic Wealth, Inc.
  Jersey City, NJ
• 03/2024 → Present
  Lpl Financial Llc
  Ham Lake, MN

Previous Registrations

• 2017-09-12 → 2024-04-01
  Focus Financial
  Minneapolis, MN

Other Businesses

1- 01/2024 / JHP Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 140 hrs mth / 7 hrs during trading / At reported business location(s) 2- 01/2024 / JHP Financial Services Inc / Business Entity For Tax/Investment Purposes Only / 20 hrs mth / 1 hr during trading / Start date: 09/25/2017

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-07

Designations

• Certified Financial Planner